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RSPH Solutions for the Financial Services Sector

The Challenge

The financial services industry continues to have to address the multiple challenges of regulatory reform, complex risk management requirements, threats of data breach, implementation of cost-effective technologies, and financial reporting requirements that affect the entire business.

To best serve customers, financial institutions need to evaluate and control risks associated with compliance, fraud, cybersecurity, and much more. Beyond compliance, they must also be on the lookout for any potential loss events that could harm customers. Faced with these challenges, financial institutions are being forced to review their business strategies all over the world.

The Solution

SoftExpert Excellence Suite (SE Suite) lowers the cost of regulatory compliance and helps companies in the financial industry maximise success, increase productivity, reduce risk and adhere to various global regulations.

SE Suite enables companies to map, analyse and continuously improve operations by providing an integrated approach to managing multiple disciplines including the management of documents, processes, performance, risks, incidents, assets,  regulations, projects, audits, documents and records..

SE Suite can be easily deployed across a broad spectrum of financial institutions, ranging from large global organisations to mid-tier financial firms, including central banks, federal financial agencies, credit unions, lenders, asset management firms, retail banks, broker-dealer firms, investment banks and stock exchanges.